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2026-10-267 min read2

Full Revision of GMP for Investigational Medicinal Products — The Annex 11 Overhaul Pre-Announced on October 16 and the Mandatory Product Specification File (PSF): A Quality System and 5-Year Record Retention Guide for Bio SMEs and Contract Manufacturers Approaching Clinical Entry (Comments Due November 5)

On October 16, MFDS pre-announced a full rewrite of Annex 11, which sets GMP standards for investigational medicinal products, to align it with PIC/S. This guide explains what bio SMEs and CMOs need to check on the quality system, the new Product Specification File, and five-year record retention before comments close on November 5.

KITIM Consulting Team

The October 16 Pre-Announcement: A Full Rewrite of Annex 11

On October 16, 2026, Korea's Ministry of Food and Drug Safety (MFDS) pre-announced a partial amendment to the Regulation on Good Manufacturing Practice for Medicinal Products. Its main change is a full rewrite of Annex 11, which governs the manufacture of investigational medicinal products (IMPs), to bring it in line with the latest PIC/S GMP guidance for IMPs. Comments are due November 5. As of October 26, about ten days remain.

This notice is separate from the amendment to the Enforcement Rule on the Safety of Pharmaceuticals pre-announced on August 21, which covers changes such as shorter clinical trial approval times. This article covers only the changes to manufacturing and quality standards. The effective date and transitional provisions may still change during consultation, so confirm them in the final notice.

Key Change 1: A Pharmaceutical Quality System (PQS)

The draft requires a structured quality system even at the clinical stage. Companies have often assumed that small-batch clinical supplies can follow looser rules than commercial GMP. That gap is now getting smaller.

Development work still involves frequent process changes and few batches, so a practical approach looks like this:

  • Change control: Assess each change for its impact on the trial phase and on safety, and record the data comparing batches made before and after the change
  • Deviation management: With so few batches, one deviation can halt the entire clinical supply. Set deadlines for root-cause investigation and CAPA in advance
  • Key Change 2: A Mandatory Product Specification File (PSF)

    The PSF brings together the specifications needed to manufacture, test, and release an IMP. Under the draft, it must include starting material specifications, manufacturing and in-process control methods, the stability study protocol, and a supply chain flow diagram, among other items. The PSF and batch manufacturing and testing records must be kept for at least five years after the trial ends or is formally discontinued.

  • Version control: Revise the PSF when the formulation or process changes between Phase 1, 2, and 3, and make sure every batch can be traced to the PSF version it was made under
  • IND consistency: Keep the quality sections of your IND filing aligned with the PSF. Whenever something changes, review both documents together
  • Who Is Most Affected

    Biotech sponsors without their own facilities, who rely on CMOs for clinical supply, need to prepare first. The CMO creates the records, but the sponsor carries ultimate responsibility for the trial. The quality agreement should state who drafts and who approves each PSF element.

    Companies that use overseas materials or several outsourced steps will find the supply chain diagram demanding. For example, if the drug substance is imported, a domestic CMO handles fill, and another vendor handles labeling and packaging, the diagram must show every step, every vendor, and who is responsible for what.

    Companies running multinational trials or pursuing licensing deals stand to benefit. Once Korean requirements match PIC/S, one documentation system can serve inspections by foreign regulators and due diligence by partners.

    What to Do During Consultation and Before Implementation

    If you plan to comment by November 5, focus on three questions:

  • Are the transitional provisions adequate, and do they apply to trials already underway?
  • How detailed does the PSF need to be in early (Phase 1) trials?
  • Does the draft clearly divide responsibilities between sponsor and CMO?
  • To prepare for implementation, we recommend these steps:

  • PSF gap analysis: Compare your current documents against the PSF requirements and find missing starting material specs, in-process methods, or stability protocols
  • Record retention review: Check retention periods and storage locations, plus access controls, backups, and long-term readability for electronic records
  • CMO contract updates: Add the five-year minimum retention requirement and clauses for transferring records if the CMO closes or the contract ends
  • The five-year clock starts when the trial ends. The longer a trial runs, the longer you will actually keep records from its earliest batches, so build that into your planning.

    How KITIM Can Help

    KITIM supports IMP GMP gap analysis, PSF template development, review of CMO quality agreements, and drafting of comments on the pre-announcement. If you are about to enter the clinic and want to check your quality documentation, or need a review before the November 5 deadline, please contact the KITIM consulting team. We will work with you on a plan that fits your development stage and outsourcing setup.

    Investigational Medicinal ProductGMPProduct Specification FilePSFPIC/SPharmaceutical Quality SystemAdministrative Pre-AnnouncementContract ManufacturingBiotech Venture
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